Port Facility Management and Compliance Training Course

Duration 10 days 16 modules · 65 contact hours
Level Intermediate Certificate on completion
Who attends Port Facility Security Officers, Port and Terminal Managers and others
Fee from USD 2,200 KSh 190,000 for Kenyan organisations
Where 52 cities + online See dates by city
Next start 16 Nov 2026 Course code SD-MP-013

Before you join: Participants should have basic familiarity with port, terminal, shipping or maritime administration work.

Dates & prices

Two start dates a month in every city, and live online on weekdays or weekends. Fees are per participant; classroom fees include tuition, materials, lunch and refreshments, and the certificate.

Suggest a date or city

Showing the next six months. Later dates, other cities and private deliveries for your team are available on request.

Course overview

Ports and port facilities operate under overlapping legal, safety, security, environmental and commercial requirements. Managers must maintain reliable records for ships, cargoes, facilities, personnel, incidents and statutory inspections while keeping berths, gate operations and marine services moving. Failures in document control, security planning, dangerous goods handling or inspection readiness can lead to detentions, delays, enforcement action, pollution events and loss of customer confidence.

This course develops the practical management and compliance skills required to administer a port facility and support ship documentation obligations. Participants work with the ISPS Code, SOLAS, MARPOL, the IMO FAL Convention, IMDG Code principles and relevant audit methods. They learn to build compliance calendars, manage vessel and port-call records, prepare for inspections, control dangerous goods, maintain port facility security arrangements, investigate incidents and track corrective actions to closure.

Teaching combines short technical briefings with case work, document reviews, group analysis, incident simulations and application planning. Participants progressively build a port facility compliance dossier containing a governance map, document-control workflow, risk register, security controls, inspection plan, corrective-action roadmap and performance measures. The final capstone requires participants to review and present their completed dossier against a realistic regulator and operator challenge.

The course is suited to maritime administration staff, port authority personnel, terminal managers, port facility security officers, ship agents and compliance professionals who need working control of port facility obligations and ship documentation requirements.

What you will be able to do

  • Interpret port facility, flag State and port State responsibilities under major IMO instruments
  • Construct a controlled register for ship certificates, port-call documents and statutory records
  • Apply ISPS Code requirements to port facility security planning and security-level actions
  • Prepare inspection-ready evidence files for port State control, internal audits and regulator visits
  • Assess operational, security and environmental risks using risk registers and bow-tie analysis
  • Develop procedures for dangerous goods, waste reception, incident reporting and emergency response
  • Design compliance calendars, corrective-action plans and performance dashboards for port facilities
  • Present a complete port facility compliance dossier with prioritised improvement actions

Benefits of attending

For you

  • Produce inspection-ready port facility and ship documentation records
  • Recognise certificate, clearance and statutory reporting gaps before inspections
  • Apply ISPS security requirements with clearer operational judgement
  • Lead structured corrective-action follow-up after incidents and audits
  • Present a credible compliance improvement case to senior management

For your organisation

  • Fewer documentation errors during vessel arrival, clearance and departure
  • Stronger readiness for port State control and regulator inspections
  • Better control of security, dangerous goods and environmental obligations
  • Clearer accountability for corrective actions, deadlines and evidence
  • More consistent port-call coordination across operations and administrative teams

Course modules

16 modules over 10 days

Participants can map the authorities, legal duties and decision rights governing a port facility.

  • Port authority, terminal operator and harbour master mandates compared
  • IMO convention hierarchy, flag State duties and port State control
  • Jurisdiction mapped across territorial sea, internal waters and port limits
  • National maritime administration functions, delegations and statutory instruments
  • Stakeholder matrix covering pilots, customs, immigration, police and health
  • Governance charter defining decision rights, escalation routes and accountabilities

Participants can establish document controls for ship registration, certification and compliance correspondence.

  • Ship registration certificates, ownership evidence and mortgage records reviewed
  • Certificate of registry particulars checked against vessel identity data
  • Safe manning document requirements linked to crew certification records
  • Statutory certificate register structured by issuer, expiry and applicability
  • Document control uses revision status, retention periods and access permissions
  • Deficiency correspondence filed with corrective actions and closure evidence

Participants can control port-call information, declarations and clearance evidence from arrival through departure.

  • FAL Convention facilitation principles applied to port-call information exchanges
  • IMO FAL forms examined for arrival, cargo, crew and stores
  • Maritime Single Window data fields mapped to responsible parties
  • Pre-arrival notification timelines reconciled with local port regulations
  • Customs, immigration and quarantine declarations checked for data consistency
  • Port-call file assembled with timestamps, approvals and submission receipts

Participants can organise core facility operations and document key operational decisions.

  • Port facility profile defines boundaries, berths, assets and tenants
  • Berth allocation principles balance vessel characteristics, cargo hazards and tidal constraints
  • Marine services coordination covers pilots, tugs, mooring and bunkering
  • Terminal operating procedures linked to approved facility rules
  • Service-level measures track berth occupancy, turnaround and waiting time
  • Daily operations log records incidents, restrictions and operational decisions

Participants can apply safety management methods to port facility hazards and work controls.

  • SMS elements aligned with ISM Code responsibilities and procedures
  • Risk assessment follows hazard identification, controls and residual risk ratings
  • Job safety analysis addresses mooring, enclosed spaces and cargo operations
  • Permit-to-work controls cover hot work, isolation and confined entry
  • Near-miss reports analysed using five whys and barrier failures
  • Emergency response roles tested against incident command arrangements

Participants can apply ISPS Code requirements to port facility security arrangements and records.

  • ISPS Code Part A obligations distinguished from Part B guidance
  • Port Facility Security Plan components mapped to statutory requirements
  • Security levels trigger proportionate access, patrol and communications measures
  • Declaration of Security arrangements documented for ship-port interfaces
  • Restricted areas, access points and visitor controls assessed systematically
  • Security incident reports preserve facts, actions and notification records

Participants can assess security risks and define proportionate protective measures for a facility.

  • Port Facility Security Assessment identifies assets, threats and vulnerabilities
  • Threat scenarios rank likelihood, consequence and existing control effectiveness
  • Bow-tie analysis links preventive barriers, recovery measures and owners
  • Risk register assigns treatment actions, deadlines and verification evidence
  • Security drills test intrusion, stowaway, bomb threat and cyber scenarios
  • Post-drill review records lessons, corrective actions and completion status

Participants can control dangerous goods documentation, segregation and cargo-related incident reporting.

  • IMDG Code classes, segregation groups and documentation requirements applied
  • Dangerous goods declaration checked against packing certificate and manifest
  • Segregation table used to plan storage, stowage and separation distances
  • Bulk cargo hazards assessed for dust, liquefaction and self-heating
  • Oil spill preparedness aligns with SOPEP, SMPEP and port procedures
  • Cargo incident notifications follow local authority and statutory reporting routes

Participants can manage environmental controls, waste records and pollution-prevention obligations.

  • MARPOL Annex obligations translated into port reception facility procedures
  • Waste reception plans estimate vessel waste streams and capacity
  • Garbage, sludge and sewage records reconciled with delivery receipts
  • Spill prevention controls address transfer operations, drainage and containment
  • Environmental aspect register scores emissions, discharges, noise and biodiversity
  • ISO 14001 objectives linked to monitoring data and corrective actions

Participants can prepare for inspections and manage audit findings through verified closure.

  • Port State control inspection sequence interpreted from detention risk indicators
  • Inspection readiness file compiles certificates, logs, manuals and evidence
  • Internal audit programme uses ISO 19011 principles and sampling
  • Audit findings classified by nonconformity, observation, root cause and owner
  • Corrective action plans apply containment, cause analysis and effectiveness checks
  • Management review inputs track trends, resources, risks and improvements

Participants can structure port facility emergency arrangements and post-incident improvement actions.

  • Emergency plans integrate fire, collision, pollution and mass-casualty scenarios
  • Incident Command System establishes command, operations, planning and logistics roles
  • Port emergency communications matrix specifies contacts, channels and message priorities
  • Mutual aid agreements define equipment, authority and reimbursement arrangements
  • Evacuation and shelter procedures account for passengers, workers and visitors
  • After-action reports convert response observations into assigned improvement actions

Participants can establish controls for critical port assets, maintenance and contractor activities.

  • Asset register identifies critical fenders, bollards, lights and firefighting systems
  • Risk-based maintenance prioritises consequence, condition and failure probability
  • Planned maintenance schedules coordinate inspections, testing and statutory certification
  • Defect reports distinguish immediate controls from permanent repair requirements
  • Contractor competence verification covers induction, permits and supervision arrangements
  • Lifecycle records support capital renewal cases and budget forecasting

Participants can connect commercial controls, operational data and compliance responsibilities.

  • Port tariff schedules distinguish vessel, cargo, storage and service charges
  • Berth utilisation analysis identifies congestion causes and capacity constraints
  • Concession agreements allocate maintenance, performance and compliance responsibilities
  • Service contracts specify KPIs, reporting frequencies, remedies and audit rights
  • Invoice controls reconcile port-call data, tariff rules and approved discounts
  • Revenue assurance checks test completeness, accuracy and billing timeliness

Participants can identify information controls and cyber-risk treatments for port operations.

  • Port community systems connect manifest, clearance and operational status data
  • Data ownership rules define access rights, retention and authorised sharing
  • Cyber risk assessment covers operational technology, vendors and remote access
  • IMO maritime cyber risk management integrated into the safety management system
  • Business continuity plans set recovery priorities for gate, berth and clearance systems
  • Cyber incident logs preserve evidence, decisions and regulatory notifications

Participants can measure compliance performance and report priorities to facility leadership.

  • Compliance calendar consolidates inspections, certificate expiries, drills and reporting dates
  • Balanced scorecard links safety, security, environment, service and financial measures
  • KPI definitions specify formula, source, owner, target and reporting frequency
  • Trend charts distinguish recurring deficiencies from isolated operational events
  • Management dashboards present exceptions, actions and overdue compliance items
  • Annual compliance report summarises assurance results and improvement priorities

Participants can build, review and present a complete port facility compliance dossier.

  • Facility compliance dossier integrates governance, operations, safety and security controls
  • Port-call documentation workflow demonstrates arrival, clearance and departure evidence
  • Risk register and bow-tie analysis justify selected control treatments
  • Audit plan tests legal duties, procedures, records and asset condition
  • Corrective action roadmap assigns owners, dates, resources and verification measures
  • Formal presentation defends priorities against regulator and operator questions

Exercises and examples are adapted to each cohort's sectors and roles.

What you take back to work

  1. Port facility compliance dossier template
  2. Ship certificate and statutory document register
  3. Port-call documentation workflow map
  4. ISPS security risk register and bow-tie model
  5. Inspection readiness and internal audit checklist
  6. Corrective-action roadmap and compliance dashboard

Who should attend

  • Port Facility Security Officers — need to maintain ISPS plans, assessments and security records
  • Port and Terminal Managers — need operational control alongside statutory compliance duties
  • Maritime Administration Officers — need to administer ship records, inspections and regulatory requirements
  • Ship Agents — need accurate port-call, clearance and vessel documentation workflows
  • Marine Operations Supervisors — need safe coordination of berths, pilots, tugs and cargo activities
  • HSE and Compliance Officers — need auditable safety, environmental and corrective-action systems

Skills and tools covered

Port facility complianceShip documentation controlISPS security managementMaritime risk assessmentInspection readinessCorrective action management

Tools and standards

ISPS Code, SOLAS Convention, MARPOL Convention, IMO FAL Convention

How the course runs

Training methodology

The course uses short instructor briefings to establish legal duties, standards and operational controls. Participants examine port-call files, vessel certificates, security plans, audit findings, dangerous goods records and incident reports drawn from realistic port scenarios. Group work applies risk registers, bow-tie analysis, document-control methods and corrective-action planning. Simulations address security incidents, inspections and emergency communications. Throughout the programme, participants build sections of a port facility compliance dossier and receive instructor feedback before the final presentation.

Requirements and prerequisites

Participants should have basic familiarity with port, terminal, shipping or maritime administration work. Experience handling vessel calls, cargo documentation, facility operations, security, safety, environmental compliance or regulatory correspondence is useful. Participants should be able to read operational procedures and work with registers, checklists and reports. Prior knowledge of IMO conventions is helpful but not required; the course explains the relevant instruments and their practical application. No legal qualification, naval architecture background, auditing certification or prior Port Facility Security Officer appointment is required.

A typical training day

08:30 – 10:30First session
10:30 – 10:45Refreshment break
10:45 – 12:30Second session
12:30 – 13:30Lunch and networking
13:30 – 15:00Third session
15:00 – 15:15Refreshment break
15:15 – 16:30Workshop and daily review

Live online deliveries follow the same structure in East Africa Time, with shorter screen blocks and longer breaks.

What the fee includes

  • Instruction by a practitioner facilitator
  • Full course workbook and materials
  • Exercise files, templates and case studies
  • Refreshments and lunch on classroom deliveries
  • Certificate of completion
  • Post-course application plan

Frequently asked questions

Participants need basic familiarity with port, terminal, shipping or maritime administration work. Prior study of IMO conventions or formal audit qualifications is not required.

Participants should bring a laptop if possible and may bring non-confidential examples of their facility procedures, registers or recurring compliance issues. Course materials, templates and case documents are provided.

It is designed for personnel responsible for port facility operations, security, ship documentation, terminal compliance, marine services or maritime administration. It is particularly relevant for staff moving into broader compliance responsibilities.

This course concentrates on the port facility and its interface with ships, regulators, cargo handlers and service providers. It addresses ship documentation where port authorities, agents and facility managers must check, process or retain it.

Participants leave with working templates for document registers, risk controls, audit preparation and corrective-action management. These can be adapted to local legislation, facility procedures and management reporting requirements.

Each training day runs from 08:30 to 16:30 and provides about 6.5 contact hours. The first week establishes governance, documentation, operations, safety and security controls; the second week develops environmental, inspection, emergency, asset, data and performance systems before the capstone presentation.

Questions about this course?

Ask about dates, fees, group bookings or running it for your team. Our training team replies by email.